SEC Enforcement Director Gurbir S. Grewal To Step Down
Gurbir S. Grewal, the Enforcement Director of the United States Securities and Exchange Commission (SEC), is stepping down following three years of intensive regulatory action against Wall Street and cryptocurrency firms.
SEC Appeals Reduced USD 125 Million Penalty in Ripple XRP Case
The Securities and Exchange Commission (SEC) has appealed a court decision ordering Ripple Labs to pay a USD 125 million civil penalty in a long-running case involving its XRP token.
SEC Disbands Climate and ESG Enforcement Task Force Amid Industry Pushback and Legal Challenges
he Securities and Exchange Commission (SEC) has reportedly disbanded its Climate and ESG Enforcement Task Force, which was a key part of SEC Chair Gary Gensler’s initiative to improve investor access to environmental, social, and governance (ESG) data from public companies and registered investmen
A New Audit Quality Benchmark Is Approved By SEC Despite Republican Objections
On Monday, the U.S. Securities and Exchange Commission (SEC) approved new accounting standards proposed by a watchdog agency, aimed at addressing concerns over poor-quality audits.
SEC Fines Six Credit Rating Agencies For Recordkeeping Failures
The U.S. Securities and Exchange Commission (SEC) has charged six credit rating agencies for failing to maintain and preserve electronic communications, resulting in combined penalties exceeding $49 million.
SEC Approves Nasdaq’s Revised Corporate Governance Rules
The U.S. Securities and Exchange Commission (SEC) has approved Nasdaq’s proposed revisions to its corporate governance rules, specifically targeting the phase-in schedules for Independent Directors and committee requirements under various scenarios.
