The lawsuit alleges that the SEC is unlawfully monitoring American stock market investors
A recent complaint claims that the Securities and Exchange Commission (SEC) is gathering personal information about every individual who trades in the stock market illegally.
judge threatens to sanction SEC Lawyers For Misrepresentation
A federal judge warned the SEC's lawyers of sanctions after attorneys used "false" arguments to get a court to place a temporary restraining order on the cryptocurrency company Debt Box.
SEC Implements New Short Selling Rules for Greater Transparency
In response to the volatile GameStop trading episode earlier this year, the U.S. Securities and Exchange Commission (SEC) has greenlit stringent rules designed to enhance transparency in short-selling practices.
Musk has refused to testify in the Twitter stock probe, claiming that the SEC is harassing him
Elon Musk is being sued by the Securities and Exchange Commission (SEC) of the United States.
SEC Cracks Down on Deutsche Bank’s DWS for False ESG Claims, Imposes $25 Million Fine
In a significant setback for the credibility of ESG investments, the SEC has taken legal action against DWS Investment Management Americas Inc., a subsidiary of Deutsche Bank, for alleged false claims in relation to Environmental, Social, and Governance (ESG) practices.
US Private Funds Industry Takes Legal Action against Securities Regulator over New Rules
In a recent development, the U.S. private funds industry has taken legal action against the Securities and Exchange Commission (SEC) regarding new regulations introduced in September 2023.
SEC Probes First Republic Executives’ Trades Before JPMorgan Sale
According to two anonymous sources, the Securities and Exchange Commission (SEC) is investigating the actions of First Republic Bank’s former executives prior to the bank’s takeover by JPMorgan Chase & Co. The probe is focused on whether any former executives engaged in insider tradi
